Monitoring Framework Audit
A structured review of how your fintech firm detects, escalates, and documents compliance-relevant events.
From HK$68,000 · 3–5 weeks
Who it suits
Licensed or pre-licence payment, lending, brokerage, and wealth-tech teams preparing for an internal or supervisory review of their monitoring programme.
What you receive
- Inventory of monitoring controls mapped to policies
- Gap analysis ranked by regulatory and operational risk
- Sample findings from live alert and case files
- Sequenced remediation roadmap with owner suggestions
Format
Kick-off workshop, document and system walkthroughs, sampling sessions with control owners, and a closing read-out. Remote by default; on-site at Kwai Chung or your office when needed. Pricing is informational; payment terms are set in the written proposal after you enquire.